<?xml version="1.0" encoding="UTF-8"?><?xml-stylesheet type="text/xsl" href="static/style.xsl"?><OAI-PMH xmlns="http://www.openarchives.org/OAI/2.0/" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://www.openarchives.org/OAI/2.0/ http://www.openarchives.org/OAI/2.0/OAI-PMH.xsd"><responseDate>2026-09-20T10:00:56Z</responseDate><request verb="GetRecord" identifier="oai:dspace.mit.edu:1721.1/123618" metadataPrefix="dim">https://dspace.mit.edu/server/oai/request</request><GetRecord><record><header><identifier>oai:dspace.mit.edu:1721.1/123618</identifier><datestamp>2026-06-16T18:52:30Z</datestamp><setSpec>com_1721.1_7582</setSpec><setSpec>com_1721.1_7581</setSpec><setSpec>col_1721.1_131022</setSpec></header><metadata><dim:dim xmlns:dim="http://www.dspace.org/xmlns/dspace/dim" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:doc="http://www.lyncode.com/xoai" xsi:schemaLocation="http://www.dspace.org/xmlns/dspace/dim http://www.dspace.org/schema/dim.xsd">
   <dim:field mdschema="dc" element="contributor" qualifier="advisor" lang="en_US">Elsa A. Olivetti.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="author" lang="en_US">Fu, Xinkai.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="other" lang="en_US">Massachusetts Institute of Technology. Department of Materials Science and Engineering.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="department" lang="en_US">Massachusetts Institute of Technology. Department of Materials Science and Engineering</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="accessioned">2020-01-23T17:00:34Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="available">2020-01-23T17:00:34Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="copyright" lang="en_US">2019</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="issued" lang="en_US">2019</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="uri">https://hdl.handle.net/1721.1/123618</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="oclc" lang="en_US">1135979136</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Thesis: Ph. D., Massachusetts Institute of Technology, Department of Materials Science and Engineering, 2019</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Cataloged from PDF version of thesis.</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Includes bibliographical references (pages 170-184).</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">The development of advanced technologies relies on using a broader suite of elements from the periodic table, and many agree that the future availability of a set of 'critical materials' is an issue of global concern. However, assessments of material criticality are often overly general, leading to excessive concerns by policy makers and market participants. A quantitative and detailed investigation for supply risk indicators is necessary to further understand the risk associated with specific materials. This thesis investigates two aspects related to material criticality: 1) the status of a metal being produced as a byproduct; 2) The market impact of increased metal recycling. To identify the type of major risks associated with a byproduct metal, a techno-economic analysis is performed on 42 carrier-byproduct metal pairs, by employing cluster analysis and econometric modelling.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">Contrary to conventional view, it is found in several case studies that the availability of a byproduct metal is not directly limited by carrier supply, but rather limited by the lack of incentive to improve recovery efficiencies. Therefore, developing alternative extraction processes with high recovery rate is proposed as a mitigation strategy for byproduct metals. The economic feasibility of such processes is examined, first in a screening assessment and then in a detailed case study for extracting indium as byproduct of zinc. It is demonstrated that an alternative process could significantly increase byproduct supply, by up to 10% in the case of indium. A bottom-up copper market simulation system is developed by modeling the behaviors of market participants, to estimate the market impact of increased metal recycling. Results from the simulation demonstrates the existence of various rebound effects for primary copper production.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">Depending on the size and duration of secondary supply shocks, these rebound effects can offset 50% to 90% of the environmental benefits of recycling. In terms of carrier recycling impacting byproduct supply, it is shown that recycling as carrier metal supply risk mitigation strategy would not significantly hurt the availability of byproduct metal.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="statementofresponsibility" lang="en_US">by Xinkai Fu.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="degree" lang="en_US">Ph.D.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="collection" lang="en_US">Ph.D. Massachusetts Institute of Technology, Department of Materials Science and Engineering</dim:field>
   <dim:field mdschema="dc" element="format" qualifier="extent" lang="en_US">185 pages</dim:field>
   <dim:field mdschema="dc" element="language" qualifier="iso" lang="en_US">eng</dim:field>
   <dim:field mdschema="dc" element="publisher" lang="en_US">Massachusetts Institute of Technology</dim:field>
   <dim:field mdschema="dc" element="rights" lang="en_US">MIT theses are protected by copyright. They may be viewed, downloaded, or printed from this source but further reproduction or distribution in any format is prohibited without written permission.</dim:field>
   <dim:field mdschema="dc" element="rights" qualifier="uri" lang="en_US">http://dspace.mit.edu/handle/1721.1/7582</dim:field>
   <dim:field mdschema="dc" element="subject" lang="en_US">Materials Science and Engineering.</dim:field>
   <dim:field mdschema="dc" element="title" lang="en_US">Assessing byproduct mining and metal recycling as indicators of material criticality</dim:field>
   <dim:field mdschema="dc" element="type" lang="en_US">Thesis</dim:field>
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   <dim:field mdschema="dspace" element="imported" lang="en_US">2020-01-23T17:00:33Z</dim:field>
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   <dim:field mdschema="mit" element="thesis" qualifier="degree" lang="en_US">Doctoral</dim:field>
   <dim:field mdschema="mit" element="thesis" qualifier="department" lang="en_US">MatSci</dim:field>
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   	&lt;Title>Assessing byproduct mining and metal recycling as indicators of material criticality&lt;/Title>
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   	&lt;PublicationDate>2019&lt;/PublicationDate>
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        	&lt;DisplayName>Fu, Xinkai.&lt;/DisplayName>
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    &lt;Keyword>Materials Science and Engineering.&lt;/Keyword>
   	&lt;Abstract>The development of advanced technologies relies on using a broader suite of elements from the periodic table, and many agree that the future availability of a set of &amp;apos;critical materials&amp;apos; is an issue of global concern. However, assessments of material criticality are often overly general, leading to excessive concerns by policy makers and market participants. A quantitative and detailed investigation for supply risk indicators is necessary to further understand the risk associated with specific materials. This thesis investigates two aspects related to material criticality: 1) the status of a metal being produced as a byproduct; 2) The market impact of increased metal recycling. To identify the type of major risks associated with a byproduct metal, a techno-economic analysis is performed on 42 carrier-byproduct metal pairs, by employing cluster analysis and econometric modelling.&lt;/Abstract>
   	&lt;Abstract>Contrary to conventional view, it is found in several case studies that the availability of a byproduct metal is not directly limited by carrier supply, but rather limited by the lack of incentive to improve recovery efficiencies. Therefore, developing alternative extraction processes with high recovery rate is proposed as a mitigation strategy for byproduct metals. The economic feasibility of such processes is examined, first in a screening assessment and then in a detailed case study for extracting indium as byproduct of zinc. It is demonstrated that an alternative process could significantly increase byproduct supply, by up to 10% in the case of indium. A bottom-up copper market simulation system is developed by modeling the behaviors of market participants, to estimate the market impact of increased metal recycling. Results from the simulation demonstrates the existence of various rebound effects for primary copper production.&lt;/Abstract>
   	&lt;Abstract>Depending on the size and duration of secondary supply shocks, these rebound effects can offset 50% to 90% of the environmental benefits of recycling. In terms of carrier recycling impacting byproduct supply, it is shown that recycling as carrier metal supply risk mitigation strategy would not significantly hurt the availability of byproduct metal.&lt;/Abstract>
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