<?xml version="1.0" encoding="UTF-8"?><?xml-stylesheet type="text/xsl" href="static/style.xsl"?><OAI-PMH xmlns="http://www.openarchives.org/OAI/2.0/" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://www.openarchives.org/OAI/2.0/ http://www.openarchives.org/OAI/2.0/OAI-PMH.xsd"><responseDate>2026-09-18T21:09:40Z</responseDate><request verb="GetRecord" identifier="oai:dspace.mit.edu:1721.1/124207" metadataPrefix="dim">https://dspace.mit.edu/server/oai/request</request><GetRecord><record><header><identifier>oai:dspace.mit.edu:1721.1/124207</identifier><datestamp>2026-06-17T14:44:12Z</datestamp><setSpec>com_1721.1_7582</setSpec><setSpec>com_1721.1_7581</setSpec><setSpec>col_1721.1_131022</setSpec></header><metadata><dim:dim xmlns:dim="http://www.dspace.org/xmlns/dspace/dim" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:doc="http://www.lyncode.com/xoai" xsi:schemaLocation="http://www.dspace.org/xmlns/dspace/dim http://www.dspace.org/schema/dim.xsd">
   <dim:field mdschema="dc" element="contributor" qualifier="advisor" lang="en_US">P. Christopher Zegras, Francisco C. Pereira and Moshe E. Ben-Akiva.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="author" lang="en_US">Han, Yafei.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="other" lang="en_US">Massachusetts Institute of Technology. Department of Civil and Environmental Engineering.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="department" lang="en_US">Massachusetts Institute of Technology. Department of Civil and Environmental Engineering</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="accessioned">2020-03-23T20:45:28Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="available">2020-03-23T20:45:28Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="copyright" lang="en_US">2019</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="issued" lang="en_US">2019</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="uri">https://hdl.handle.net/1721.1/124207</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="oclc" lang="en_US">1144883787</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">This electronic version was submitted by the student author. The certified thesis is available in the Institute Archives and Special Collections.</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Thesis: Ph. D., Massachusetts Institute of Technology, Department of Civil and Environmental Engineering, 2019</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Cataloged from student-submitted PDF version of thesis.</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Includes bibliographical references (pages 131-139).</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">This dissertation is motivated by the possible value of integrating theory-based discrete choice models (DCM) and data-driven neural networks. How to benefit from the strengths of both is the overarching question. I propose hybrid structures and strategies to flexibly represent taste heterogeneity, reduce potential biases, and improve predictability while keeping model interpretability. Also, I utilize neural networks' training machinery to speed up and scale up the estimation of Latent Class Choice Models (LCCMs). First, I embed neural networks in DCMs to enable flexible representations of taste heterogeneity and enhance prediction accuracy. I propose two neural-embedded choice models: TasteNet-MNL and nonlinear-LCCM. Both models provide a flexible specification of taste as a function of individual characteristics. TasteNet-MNL extends the Multinomial Logit Model (MNL).</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">A feed-forward neural network (TasteNet) is utilized to predict taste parameters as a nonlinear function of individual characteristics. Taste parameters generated by TasteNet are further fed into a parametric logit model to formulate choice probabilities. I demonstrate the effectiveness of this integrated model in capturing nonlinearity in tastes without a priori knowledge. Using synthetic data, TasteNet-MNL is able to recover the underlying utility specification and predict more accurately than some misspecified MNLs and continuous mixed logit models. TasteNet-MNL also provides interpretations close to the ground truth. In an application to a public dataset (Swissmetro), TasteNet-MNL achieves the best out-of-sample prediction accuracy and discovers a broader spectrum of taste variation than the benchmark MNLs with linear utility specifications. Nonlinear-LCCM enriches the class membership model of a typical LCCM.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">I represent an LCCM by a neural network and add hidden layers with nonlinear transformations to its class membership model. The nonlinearity introduced by the neural network provides a flexible approximation of the mixing distribution for both systematic and random taste heterogeneity. I apply this method to model Swissmetro mode choice. The nonlinear-LCCM outperforms an LCCM with a linear class membership model with respect to the out-of-sample prediction accuracy. Nonlinear-LCCM also provides interpretable taste parameters for each latent class.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="statementofresponsibility" lang="en_US">by Yafei Han.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="degree" lang="en_US">Ph.D.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="collection" lang="en_US">Ph.D. Massachusetts Institute of Technology, Department of Civil and Environmental Engineering</dim:field>
   <dim:field mdschema="dc" element="format" qualifier="extent" lang="en_US">139 pages</dim:field>
   <dim:field mdschema="dc" element="language" qualifier="iso" lang="en_US">eng</dim:field>
   <dim:field mdschema="dc" element="publisher" lang="en_US">Massachusetts Institute of Technology</dim:field>
   <dim:field mdschema="dc" element="rights" lang="en_US">MIT theses are protected by copyright. They may be viewed, downloaded, or printed from this source but further reproduction or distribution in any format is prohibited without written permission.</dim:field>
   <dim:field mdschema="dc" element="rights" qualifier="uri" lang="en_US">http://dspace.mit.edu/handle/1721.1/7582</dim:field>
   <dim:field mdschema="dc" element="subject" lang="en_US">Civil and Environmental Engineering.</dim:field>
   <dim:field mdschema="dc" element="title" lang="en_US">Neural-embedded discrete choice models</dim:field>
   <dim:field mdschema="dc" element="type" lang="en_US">Thesis</dim:field>
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   <dim:field mdschema="dspace" element="imported" lang="en_US">2020-03-23T20:45:27Z</dim:field>
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   <dim:field mdschema="mit" element="thesis" qualifier="degree" lang="en_US">Doctoral</dim:field>
   <dim:field mdschema="mit" element="thesis" qualifier="department" lang="en_US">CivEng</dim:field>
   <dim:field mdschema="others" element="access-status">unknown</dim:field>
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   	&lt;Title>Neural-embedded discrete choice models&lt;/Title>
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   	&lt;PublicationDate>2019&lt;/PublicationDate>
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        	&lt;DisplayName>Han, Yafei.&lt;/DisplayName>
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    &lt;Keyword>Civil and Environmental Engineering.&lt;/Keyword>
   	&lt;Abstract>This dissertation is motivated by the possible value of integrating theory-based discrete choice models (DCM) and data-driven neural networks. How to benefit from the strengths of both is the overarching question. I propose hybrid structures and strategies to flexibly represent taste heterogeneity, reduce potential biases, and improve predictability while keeping model interpretability. Also, I utilize neural networks&amp;apos; training machinery to speed up and scale up the estimation of Latent Class Choice Models (LCCMs). First, I embed neural networks in DCMs to enable flexible representations of taste heterogeneity and enhance prediction accuracy. I propose two neural-embedded choice models: TasteNet-MNL and nonlinear-LCCM. Both models provide a flexible specification of taste as a function of individual characteristics. TasteNet-MNL extends the Multinomial Logit Model (MNL).&lt;/Abstract>
   	&lt;Abstract>A feed-forward neural network (TasteNet) is utilized to predict taste parameters as a nonlinear function of individual characteristics. Taste parameters generated by TasteNet are further fed into a parametric logit model to formulate choice probabilities. I demonstrate the effectiveness of this integrated model in capturing nonlinearity in tastes without a priori knowledge. Using synthetic data, TasteNet-MNL is able to recover the underlying utility specification and predict more accurately than some misspecified MNLs and continuous mixed logit models. TasteNet-MNL also provides interpretations close to the ground truth. In an application to a public dataset (Swissmetro), TasteNet-MNL achieves the best out-of-sample prediction accuracy and discovers a broader spectrum of taste variation than the benchmark MNLs with linear utility specifications. Nonlinear-LCCM enriches the class membership model of a typical LCCM.&lt;/Abstract>
   	&lt;Abstract>I represent an LCCM by a neural network and add hidden layers with nonlinear transformations to its class membership model. The nonlinearity introduced by the neural network provides a flexible approximation of the mixing distribution for both systematic and random taste heterogeneity. I apply this method to model Swissmetro mode choice. The nonlinear-LCCM outperforms an LCCM with a linear class membership model with respect to the out-of-sample prediction accuracy. Nonlinear-LCCM also provides interpretable taste parameters for each latent class.&lt;/Abstract>
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