<?xml version="1.0" encoding="UTF-8"?><?xml-stylesheet type="text/xsl" href="static/style.xsl"?><OAI-PMH xmlns="http://www.openarchives.org/OAI/2.0/" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://www.openarchives.org/OAI/2.0/ http://www.openarchives.org/OAI/2.0/OAI-PMH.xsd"><responseDate>2026-09-19T00:57:46Z</responseDate><request verb="GetRecord" identifier="oai:dspace.mit.edu:1721.1/129033" metadataPrefix="dim">https://dspace.mit.edu/server/oai/request</request><GetRecord><record><header><identifier>oai:dspace.mit.edu:1721.1/129033</identifier><datestamp>2026-06-17T14:43:21Z</datestamp><setSpec>com_1721.1_7582</setSpec><setSpec>com_1721.1_7581</setSpec><setSpec>col_1721.1_131022</setSpec></header><metadata><dim:dim xmlns:dim="http://www.dspace.org/xmlns/dspace/dim" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:doc="http://www.lyncode.com/xoai" xsi:schemaLocation="http://www.dspace.org/xmlns/dspace/dim http://www.dspace.org/schema/dim.xsd">
   <dim:field mdschema="dc" element="contributor" qualifier="advisor" lang="en_US">Jurgen Michel, Lionel C. Kimerling and Anuradha M. Agarwal.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="author" lang="en_US">Ma, Danhao.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="other" lang="en_US">Massachusetts Institute of Technology. Department of Materials Science and Engineering.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="department" lang="en_US">Massachusetts Institute of Technology. Department of Materials Science and Engineering</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="accessioned">2021-01-05T23:14:18Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="available">2021-01-05T23:14:18Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="copyright" lang="en_US">2020</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="issued" lang="en_US">2020</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="uri">https://hdl.handle.net/1721.1/129033</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="oclc" lang="en_US">1227031946</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Thesis: Ph. D., Massachusetts Institute of Technology, Department of Materials Science and Engineering, 2020</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Cataloged from student-submitted PDF of thesis.</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Includes bibliographical references (pages 151-159).</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">Electronic and photonic integrated circuits serve as a promising platform for telecommunications and sensing applications. Electroabsorption modulators allow fast modulation, small device footprint, and low power consumption. Epitaxially grown GeSi films on SOI substrates are a suitable materials platform for integrated modulator applications. A modulator's operation wavelength adjustment and its system integration for broadband modulation are two major challenges of fabricating on-chip modulator arrays for telecommunication. Unlike Si MZI modulators, GeSi electroabsorption modulators are not broadband due to its limited working region near absorption edge for the Franz-Keldysh effect. Optimization of a modulator material for a target wavelength can be achieved by tuning material composition or applying strain to the material.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">In order to realize an integrated system with a broadband modulation, multiple electroabsorption modulators need to be fabricated individually and assembled onto a chip in a conventional approach. Each fabrication step adds cost to design and processing. Integrating more modulators for multiple operating wavelengths allows a broader optical band coverage and higher optoelectronic data processing capacity, which is desirable with lower cost, simpler layout, and easier electronic and photonic circuits integration. In this thesis work, a one-for-all strained GeSi modulator array design is proposed and demonstrated to cover a broad telecommunication band with multiple modulators designed and fabricated simultaneously in the same process flow. A stressor layer applies a homogeneous strain to a waveguide modulator. By changing a modulator width, strain in the modulator changes, tuning the material bandgap, therefore, adjusting the modulator operation wavelength.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">Modulators made of the same material can operate at various wavelengths with the same stressor layer with a simplified layout and device process flow. The matrix of investigation consists of two compositions (Ge and Ge₀.₉₉Si₀.₀₁) and three types of strain (compressive, tensile, and no strains). Individual GeSi EAMs with waveguide width less than 2 [mu]m have demonstrated an improved extinction ratio/insertion loss value from 1 to 1.7, which is the highest value among Si Mach-Zehnder, and GeSi electroabsorption modulators. Strained Ge₀.₉₉Si₀.₀₁ modulator arrays have demonstrated a broad optical bandwidth of ~100nm in C- and L-bands in telecommunication. An ultralow insertion loss of 2dB and high modulation speed above 100 GHz is achievable with minor improvements in electrode design. An increase in Si composition to 4% allows a strained Ge₀.₉₆Si₀.₀₄ modulator array to cover the optical wavelength from 1300nm to 1450nm.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">Strained GeSi modulator and detector arrays can be fabricated in the same process flow with the same stressor layers to achieve an integration of transmitters and receivers on a single chip with a simplified design layout and fabrication procedure. That presents a promising platform for integrated photonic transceivers with an ultrawide optical coverage in the entire telecommunication bands.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="statementofresponsibility" lang="en_US">by Danhao Ma.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="degree" lang="en_US">Ph.D.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="collection" lang="en_US">Ph.D. Massachusetts Institute of Technology, Department of Materials Science and Engineering</dim:field>
   <dim:field mdschema="dc" element="format" qualifier="extent" lang="en_US">159 pages</dim:field>
   <dim:field mdschema="dc" element="language" qualifier="iso" lang="en_US">eng</dim:field>
   <dim:field mdschema="dc" element="publisher" lang="en_US">Massachusetts Institute of Technology</dim:field>
   <dim:field mdschema="dc" element="rights" lang="en_US">MIT theses may be protected by copyright. Please reuse MIT thesis content according to the MIT Libraries Permissions Policy, which is available through the URL provided.</dim:field>
   <dim:field mdschema="dc" element="rights" qualifier="uri" lang="en_US">http://dspace.mit.edu/handle/1721.1/7582</dim:field>
   <dim:field mdschema="dc" element="subject" lang="en_US">Materials Science and Engineering.</dim:field>
   <dim:field mdschema="dc" element="title" lang="en_US">Ge and GeSi electroabsorption modulator arrays via strain and composition engineering</dim:field>
   <dim:field mdschema="dc" element="type" lang="en_US">Thesis</dim:field>
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   <dim:field mdschema="dspace" element="imported" lang="en_US">2021-01-05T23:14:17Z</dim:field>
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   <dim:field mdschema="mit" element="thesis" qualifier="degree" lang="en_US">Doctoral</dim:field>
   <dim:field mdschema="mit" element="thesis" qualifier="department" lang="en_US">MatSci</dim:field>
   <dim:field mdschema="others" element="access-status">unknown</dim:field>
   <dim:field mdschema="others" element="access-status">unknown</dim:field>
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   	&lt;Title>Ge and GeSi electroabsorption modulator arrays via strain and composition engineering&lt;/Title>
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   	&lt;PublicationDate>2020&lt;/PublicationDate>
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        	&lt;DisplayName>Ma, Danhao.&lt;/DisplayName>
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            &lt;DisplayName>Massachusetts Institute of Technology&lt;/DisplayName>
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    &lt;Keyword>Materials Science and Engineering.&lt;/Keyword>
   	&lt;Abstract>Electronic and photonic integrated circuits serve as a promising platform for telecommunications and sensing applications. Electroabsorption modulators allow fast modulation, small device footprint, and low power consumption. Epitaxially grown GeSi films on SOI substrates are a suitable materials platform for integrated modulator applications. A modulator&amp;apos;s operation wavelength adjustment and its system integration for broadband modulation are two major challenges of fabricating on-chip modulator arrays for telecommunication. Unlike Si MZI modulators, GeSi electroabsorption modulators are not broadband due to its limited working region near absorption edge for the Franz-Keldysh effect. Optimization of a modulator material for a target wavelength can be achieved by tuning material composition or applying strain to the material.&lt;/Abstract>
   	&lt;Abstract>In order to realize an integrated system with a broadband modulation, multiple electroabsorption modulators need to be fabricated individually and assembled onto a chip in a conventional approach. Each fabrication step adds cost to design and processing. Integrating more modulators for multiple operating wavelengths allows a broader optical band coverage and higher optoelectronic data processing capacity, which is desirable with lower cost, simpler layout, and easier electronic and photonic circuits integration. In this thesis work, a one-for-all strained GeSi modulator array design is proposed and demonstrated to cover a broad telecommunication band with multiple modulators designed and fabricated simultaneously in the same process flow. A stressor layer applies a homogeneous strain to a waveguide modulator. By changing a modulator width, strain in the modulator changes, tuning the material bandgap, therefore, adjusting the modulator operation wavelength.&lt;/Abstract>
   	&lt;Abstract>Modulators made of the same material can operate at various wavelengths with the same stressor layer with a simplified layout and device process flow. The matrix of investigation consists of two compositions (Ge and Ge₀.₉₉Si₀.₀₁) and three types of strain (compressive, tensile, and no strains). Individual GeSi EAMs with waveguide width less than 2 [mu]m have demonstrated an improved extinction ratio/insertion loss value from 1 to 1.7, which is the highest value among Si Mach-Zehnder, and GeSi electroabsorption modulators. Strained Ge₀.₉₉Si₀.₀₁ modulator arrays have demonstrated a broad optical bandwidth of ~100nm in C- and L-bands in telecommunication. An ultralow insertion loss of 2dB and high modulation speed above 100 GHz is achievable with minor improvements in electrode design. An increase in Si composition to 4% allows a strained Ge₀.₉₆Si₀.₀₄ modulator array to cover the optical wavelength from 1300nm to 1450nm.&lt;/Abstract>
   	&lt;Abstract>Strained GeSi modulator and detector arrays can be fabricated in the same process flow with the same stressor layers to achieve an integration of transmitters and receivers on a single chip with a simplified design layout and fabrication procedure. That presents a promising platform for integrated photonic transceivers with an ultrawide optical coverage in the entire telecommunication bands.&lt;/Abstract>
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