<?xml version="1.0" encoding="UTF-8"?><?xml-stylesheet type="text/xsl" href="static/style.xsl"?><OAI-PMH xmlns="http://www.openarchives.org/OAI/2.0/" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://www.openarchives.org/OAI/2.0/ http://www.openarchives.org/OAI/2.0/OAI-PMH.xsd"><responseDate>2026-09-20T00:13:38Z</responseDate><request verb="GetRecord" identifier="oai:dspace.mit.edu:1721.1/129138" metadataPrefix="dim">https://dspace.mit.edu/server/oai/request</request><GetRecord><record><header><identifier>oai:dspace.mit.edu:1721.1/129138</identifier><datestamp>2022-02-01T18:54:51Z</datestamp><setSpec>com_1721.1_7582</setSpec><setSpec>com_1721.1_7581</setSpec><setSpec>col_1721.1_131023</setSpec></header><metadata><dim:dim xmlns:dim="http://www.dspace.org/xmlns/dspace/dim" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns:doc="http://www.lyncode.com/xoai" xsi:schemaLocation="http://www.dspace.org/xmlns/dspace/dim http://www.dspace.org/schema/dim.xsd">
   <dim:field mdschema="dc" element="contributor" qualifier="advisor" lang="en_US">Daniel J. Weitzner and Randall Davis.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="author" lang="en_US">Rothbacher, Nicolas S.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="other" lang="en_US">Massachusetts Institute of Technology. Institute for Data, Systems, and Society.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="other" lang="en_US">Technology and Policy Program.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="other" lang="en_US">Massachusetts Institute of Technology. Department of Electrical Engineering and Computer Science.</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="department" lang="en_US">Massachusetts Institute of Technology. Institute for Data, Systems, and Society</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="department" lang="en_US">Technology and Policy Program</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="department" lang="en_US">Massachusetts Institute of Technology. Department of Electrical Engineering and Computer Science</dim:field>
   <dim:field mdschema="dc" element="contributor" qualifier="department">Massachusetts Institute of Technology. Engineering Systems Division</dim:field>
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   <dim:field mdschema="dc" element="date" qualifier="accessioned">2021-01-06T18:30:58Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="available">2021-01-06T18:30:58Z</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="copyright" lang="en_US">2020</dim:field>
   <dim:field mdschema="dc" element="date" qualifier="issued" lang="en_US">2020</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="uri">https://hdl.handle.net/1721.1/129138</dim:field>
   <dim:field mdschema="dc" element="identifier" qualifier="oclc" lang="en_US">1227276615</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Thesis: S.M. in Technology and Policy, Massachusetts Institute of Technology, School of Engineering, Institute for Data, Systems, and Society, Technology and Policy Program, September, 2020</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Thesis: S.M. Massachusetts Institute of Technology, Department of Electrical Engineering and Computer Science, September, 2020</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Cataloged from student-submitted PDF version of thesis.</dim:field>
   <dim:field mdschema="dc" element="description" lang="en_US">Includes bibliographical references (pages 79-84).</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="abstract" lang="en_US">Predictive policing has quickly become widespread in the United States. Practitioners claim it can greatly increase police efficiency and base decisions on objective statistics. Critics say that these algorithms reproduce discriminatory outcomes in a biased justice system. In this thesis, I investigate fare enforcement in New York City and what might happen if predictive policing were applied. First I analyze legal precedents on discrimination law to create a framework for understanding whether policy is legally discriminatory. In this framework the fairness of a government policy is judged based on how different groups are treated by the process of carrying out the policy. Three elements must be examined: a comparison group that is treated fairly, discriminatory burden for the disadvantaged group, and government negligence or intent. Next, using this framework, I perform data analysis on fare evasion arrests in New York City, and find evidence of discrimination. Finally, I examine predictive policing to determine what its effect on fare enforcement might be. I conclude that predictive policing algorithms trained on the arrests will be ineffective and seen as unfair due to the institutional practices that impact the data. This examination sheds light on how machine learning fairness could be analyzed using societal expectations of fairness.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="statementofresponsibility" lang="en_US">by Nicolas S. Rothbacher.</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="degree" lang="en_US">S.M. in Technology and Policy</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="degree" lang="en_US">S.M. Massachusetts Institute of Technology, Department of Electrical Engineering and Computer Science</dim:field>
   <dim:field mdschema="dc" element="description" qualifier="collection" lang="en_US">S.M.inTechnologyandPolicy Massachusetts Institute of Technology, School of Engineering, Institute for Data, Systems, and Society, Technology and Policy Program</dim:field>
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   <dim:field mdschema="dc" element="format" qualifier="extent" lang="en_US">84 pages</dim:field>
   <dim:field mdschema="dc" element="language" qualifier="iso" lang="en_US">eng</dim:field>
   <dim:field mdschema="dc" element="publisher" lang="en_US">Massachusetts Institute of Technology</dim:field>
   <dim:field mdschema="dc" element="rights" lang="en_US">MIT theses may be protected by copyright. Please reuse MIT thesis content according to the MIT Libraries Permissions Policy, which is available through the URL provided.</dim:field>
   <dim:field mdschema="dc" element="rights" qualifier="uri" lang="en_US">http://dspace.mit.edu/handle/1721.1/7582</dim:field>
   <dim:field mdschema="dc" element="subject" lang="en_US">Institute for Data, Systems, and Society.</dim:field>
   <dim:field mdschema="dc" element="subject" lang="en_US">Technology and Policy Program.</dim:field>
   <dim:field mdschema="dc" element="subject" lang="en_US">Electrical Engineering and Computer Science.</dim:field>
   <dim:field mdschema="dc" element="title" lang="en_US">Discrimination, fairness and prediction in policing : fare evasion in New York City</dim:field>
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   	&lt;Title>Discrimination, fairness and prediction in policing : fare evasion in New York City&lt;/Title>
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   	&lt;PublicationDate>2020&lt;/PublicationDate>
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        	&lt;DisplayName>Rothbacher, Nicolas S.&lt;/DisplayName>
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   	&lt;Abstract>Predictive policing has quickly become widespread in the United States. Practitioners claim it can greatly increase police efficiency and base decisions on objective statistics. Critics say that these algorithms reproduce discriminatory outcomes in a biased justice system. In this thesis, I investigate fare enforcement in New York City and what might happen if predictive policing were applied. First I analyze legal precedents on discrimination law to create a framework for understanding whether policy is legally discriminatory. In this framework the fairness of a government policy is judged based on how different groups are treated by the process of carrying out the policy. Three elements must be examined: a comparison group that is treated fairly, discriminatory burden for the disadvantaged group, and government negligence or intent. Next, using this framework, I perform data analysis on fare evasion arrests in New York City, and find evidence of discrimination. Finally, I examine predictive policing to determine what its effect on fare enforcement might be. I conclude that predictive policing algorithms trained on the arrests will be ineffective and seen as unfair due to the institutional practices that impact the data. This examination sheds light on how machine learning fairness could be analyzed using societal expectations of fairness.&lt;/Abstract>
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