## The Variational Approach to Shape from Shading

##### Author(s)

Horn, Berthold K.P.
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We develop a systematic approach to the discovery of parallel iterative schemes for solving the shape-from-shading problem on a grid. A standard procedure for finding such schemes is outlines, and subsequently used to derive several new ones. The shape-from-shading problem is known to be mathematically equivalent to a non-linear first-order partial differential equation in surface elevation. To avoid the problems inherent in methods used to solve such equations, we follow previous work in reformulating the problem as one of finding a surface orientation field that minimizes the integral of the brightness error. The calculus of variations is then employed to derive the appropriate Euler equations on which iterative schemes can be based. The problem of minimizing the integral of the brightness error term it ill posed, since it has an infinite number of solutions in terms of surface orientation fields. A previous method used a regularization technique to overcome this difficulty. An extra term was added to the integral to obtain an approximation to a solution that was as smooth as possible. We point out here that surface orientation has to obey an integrability constraint if it is to correspond to an underlying smooth surface. Regularization methods do not guarantee that the surface orientation recovered satisfies this constraint. Consequently, we attempt to develop a method that enforces integrability, but fail to find a convergent iterate scheme based on the resulting Euler equations. We show, however, that such a scheme can be derived if, instead of strictly enforcing the constraint, a penalty term derived from the constraint is adopted. This new scheme, while it can be expressed simply and elegantly using the surface gradient, unfortunately cannot deal with constraints imposed by occluding boundaries. These constraints are crucial if ambiguities in the solution of the shape-from shading problem are to be avoided, Different schemes result if one uses different parameters to describe surface orientation We derive two new schemes, using unit surface normals, that facilitate the incorporation of the occluding boundary information. These schemes, while more complex, have several advantages over previous ones.

##### Date issued

1985-03-01##### Other identifiers

AIM-813

##### Series/Report no.

AIM-813